Please read the Resource Document, which contains substantial information about the principles and processes followed. Two particularly important and complementary sets of principles are the CARE and OCAP principles.
CARE principles for Indigenous data governance
The CARE Principles were written in response to the FAIR principles published in Scientific Data in 2016 (F: Findability, A: Accessibility, I: Interoperability, and R: Re-use of digital assets). Indigenous scholars responded to FAIR principles with the addition of CARE principles for Indigenous Data Governance, which reflect concerns about secondary use of data and limited opportunities for benefit-sharing. They are as follows:
C: Collective Benefit
- Research being done with Indigenous Peoples must benefit the community for equitable outcomes and contribute to wellbeing. This is done by governments actively supporting use and reuse of data, community engagement when planning, implementing, evaluating and decision-making.
A: Authority to Control
- Indigenous Peoples have the right and control over their own data for their own interests which is protected by their own Indigenous governance.
R: Responsibility
- Those working with Indigenous data have the responsibility to maintain positive relationships with Indigenous Peoples which include providing resources for Indigenous language and world views and to enhance data literacy within Indigenous communities to expand capability and capacity.
E: Ethics
- Indigenous People’s rights should be the primary concern at all times in order to minimize harm and maximize benefit by addressing power imbalances and fighting for justice as well as take everything learned about data governance to improve ethics for future usage.
The First Nations principles of Ownership, Control, Access, and Possession (OCAP)
The First Nations Principles of Ownership, Control, Access and Possession (commonly known as OCAP) were established in 1988 during a meeting of the National Steering Committee (NSC) of the First Nations and Inuit Regional Longitudinal Health Survey, to address the lack of laws or concepts to protect community rights, interests, and information. Under the principles of OCAP, First Nations have control over data collection processes, ownership of data, and control of how their data can be used, stored, interpreted, and shared. The principles are as follows:
O: Ownership
Refers to when a community or group has ownership over their information or data just like it is their own personal data.
C: Control
First Nations can have the right to control all aspects of research from start to finish. This extends to having control over resources, review processes, planning processes, and information management.
A: Access
First Nations have access to information and data about themselves and their communities wherever it is stored. In addition, First Nations’ Communities are also to manage and make decisions regarding the access of their information through standard or formal protocols.
P: Possession
While ownership refers to the relationship between people and their information, possession is more concrete. It is the mechanism by which ownership can be asserted and protected.